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Topic 7

Part of the UPTET study roadmap. Social topic social-007 of Social.

Indian Polity: Panchayati Raj and Local Governance

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Panchayati Raj System — Key Facts

Constitutional Provisions:

  • 73rd Amendment (1992): Added Part IX to Constitution - “The Panchayats”
  • Article 40: State shall take steps to organize village panchayats
  • Article 243: Defines Panchayat, Gram Sabha
  • 11th Schedule: 29 subjects for panchayats (agriculture, education, health, etc.)

Three-Tier Structure:

LevelNameMembersChairperson
VillageGram Panchayat5-15 (population-based)Sarpanch (elected)
BlockPanchayat SamitiChairpersons of Gram PanchayatsBlock Pramukh
DistrictZilla ParishadElected members + MPs, MLAsZilla Parishad President

73rd Amendment Key Features:

  • 3-tier system in all states (except Nagaland, Meghalaya, Mizoram - tribal areas)
  • Direct elections for Sarpanch and members
  • 1/3 seats reserved for women (now 50% after 2022 amendment)
  • SC/ST reservation in proportion to population
  • 21 years minimum age to contest
  • State Election Commission for elections
  • Gram Sabha: Adult residents of village, approves plans, elects Sarpanch

UPTET Exam Tip: Remember the three levels: Gram (village) → Samiti (block) → Parishad (district). The Gram Sabha is the foundation of Panchayati Raj.


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Panchayati Raj System — Detailed Study Guide

Gram Panchayat

Structure and Functions:

  • Composition: Sarpanch + Panchas (5-15 members based on population)
  • Term: 5 years (unless dissolved earlier)
  • Meetings: At least 2 per month
  • Quorum: 1/3 of total members

Mandatory Functions (as per State Act):

  1. Agriculture: Minor irrigation, soil conservation
  2. Drinking Water: Wells, handpumps, water supply
  3. Roads: Village roads, culverts
  4. Education: Primary schools, adult education centers
  5. Health: Dispensaries, vaccination camps
  6. Sanitation: Drainage, garbage collection
  7. Social Justice: Welfare of SC/ST, women, children

Optional Functions (State-dependent):

  • Markets, fairs
  • Community halls
  • Rural electrification
  • Khadi/village industries

Sources of Income:

SourceDetails
Property TaxTax on house property, land
User ChargesWater, market fees
GrantsState Finance Commission
Central Grants14th Finance Commission (10%)

Common Mistake: Don’t confuse “Gram Panchayat” with “Gram Sabha”. Gram Panchayat is the elected body; Gram Sabha is the assembly of all adult residents.

Panchayat Samiti (Block Level)

Composition:

  • All Sarpanchas of Gram Panchayats in the block
  • MPs/MLAs from the block area
  • BDO (Block Development Officer) - Secretary
  • Chairpersons of Standing Committees

Functions:

  • Planning: Block-level development plans
  • Coordination: Between Gram Panchayats and Zilla Parishad
  • Technical Support: Engineering, agriculture, veterinary staff
  • Schemes Implementation: Centrally sponsored schemes at block level

Structure:

  • Chairman/Block Pramukh: Elected by and from Sarpanchas
  • Vice-Chairman: Elected
  • Standing Committees: Agriculture, Education, Health, etc.

Zilla Parishad (District Level)

Composition:

  • Elected Members: From territorial constituencies (40-60 based on population)
  • Ex-officio Members: MPs, MLAs from district, District Collector
  • Co-opted Members: Representatives of SC/ST, women (20% of elected)

Key Functions:

  • District Planning: Prepare draft district plan
  • Approval: Approve plans of Panchayat Samitis
  • Budget: Sanction block budgets
  • Schemes: Implement state and central government schemes
  • Coordination: Between district-level government offices and local bodies

Standing Committees:

  • General Standing Committee
  • Finance, Audit and Planning Committee
  • Social Justice Committee
  • Agriculture and Industry Committee

UPTET PYQ: “The Zilla Parishad is headed by: (a) Collector (b) President (c) District Magistrate (d) Block Development Officer” → Answer: (b) President (elected)

74th Amendment - Municipalities

Constitutional Provision (74th Amendment, 1992):

  • Added Part XII-A - “The Municipalities”
  • Article 243P to 243ZG
  • 12th Schedule: 18 functional items for municipalities

Three-Tier Municipal Structure:

TypeExamplesChairperson
Nagar PanchayatTransition from rural to urbanChairperson (elected)
Municipal CouncilSmaller townsPresident (elected)
Municipal CorporationBig citiesMayor (elected, mostly ceremonial)

Key Features:

  • Direct elections for all councillors
  • 1/3 reservation for women (now 50% after 2022 amendment)
  • SC/ST reservation proportional to population
  • Ward Committees in cities with >3 lakh population
  • State Election Commission for municipal elections
  • State Finance Commission for devolution

Corporation Structure:

  • Mayor: Political head (elected)
  • Deputy Mayor: Elected
  • Commissioner: Administrative head (IAS officer appointed by state)
  • Standing Committees: Finance, Works, Health, Education

Important Comparison:

FeaturePanchayati RajMunicipalities
LevelVillage-Block-DistrictTown-City
ArticleArticle 243-243-OArticle 243P-243ZG
Schedule11th12th
ChairpersonSarpanch/Block Pramukh/Zilla AdhyakshMayor/President
Elected ByGram Sabha/MLAsDirect elections

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Panchayati Raj and Local Governance — Complete Notes for UPTET

Historical Development of Panchayati Raj

Balwant Rai Mehta Committee (1957):

  • Recommended: 3-tier system (Panchayat → Panchayat Samiti → Zilla Parishad)
  • Key Recommendation: Panchayat Samiti should be the key unit (block level)
  • Established in Rajasthan (Nagaur district) as pilot

Ashok Mehta Committee (1977):

  • Two-tier system (Zilla Parishad → Mandal Panchayat)
  • Recommended: Democratic decentralization
  • Article 40 of DPSP fulfilled through this

G.V.K. Rao Committee (1985):

  • Designated “block” as the planning unit
  • Regular elections, devolution of resources

L.M. Singhvi Committee (1986):

  • Recommended: Constitutional status to Panchayats
  • Gram Swaraj (village self-governance)
  • This led to 73rd Amendment

Important Landmark Cases:

CaseYearKey Observation
Union of India v. Rajasthan1994Constitution 73rd Amendment upheld
Ashok Kumar v. Union of India2000SC/ST reservation in chairpersons
Jagdish v. State of Karnataka2006Gram Sabha powers expanded

Finance and Resources

State Finance Commission:

  • Constituted every 5 years
  • Recommends: Distribution of state taxes between state and local bodies
  • Reviews: Staff, functions, functionaries of PRIs
  • Devolution: Variable by state (typically 3-10% of state revenue)

Central Finance Commission:

  • 14th Finance Commission (2015-20): 42nd FC recommended 10% of divisible fund for PRIs and Municipalities
  • 15th Finance Commission (2021-26): 4.86% for Rural Local Bodies, 1.5% for Urban Municipalities

Key Grants:

Grant TypeSourcePurpose
General Purpose GrantStateAdministrative expenses
Conditional GrantState/CentreSpecific schemes
Matched GrantCentreCentrally sponsored schemes
Finance Commission GrantCentre14th/15th FC devolutions

Panchayat’s Own Sources:

  1. Tax Revenue: Property tax, water tax, drainage tax, lighting tax
  2. Non-Tax Revenue: Market fees, license fees, rent from panchayat land
  3. Fees and Fines: Building permission fees, cattle pound fees
  4. Assignments: Portion of land revenue assigned by state

UPTET PYQ: “The Finance Commission is constituted by the: (a) President (b) Governor (c) Chief Minister (d) State Election Commission” → Answer: (a) President (for central; Governor for state)

Scheduled Areas and Tribal Areas

Fifth Schedule (Article 244(1)):

  • Provisions for administration of SC/ST areas (except Assam, Meghalaya, Tripura, Mizoram)
  • Governor has special powers in Scheduled Areas
  • Tribal Advisory Council: Advises Governor on tribal matters
  • State laws don’t automatically apply to Scheduled Areas
  • Laws require President’s approval for application

Sixth Schedule (Article 244(2)):

  • For Northeast states (Assam, Meghalaya, Tripura, Mizoram)
  • Autonomous District Councils (ADC): 3-tier governance
  • Powers: Make laws on land, forest, water, inheritance
  • Tribal Areas: Notified by President

States with Scheduled Areas:

  • Andhra Pradesh, Chhattisgarh, Gujarat, Himachal Pradesh, Jharkhand, Madhya Pradesh, Maharashtra, Odisha, Rajasthan, Telangana, West Bengal

Important for UPTET: The 73rd Amendment does NOT apply to Sixth Schedule areas (tribal areas of NE). These have separate governance through Autonomous District Councils.

Schemes and Programs

Mahatma Gandhi National Rural Employment Guarantee Act (MGNREGA):

  • Enacted: 2005
  • Objective: Guarantee 100 days employment per year to rural households
  • Type: unskilled manual work
  • Wage: Minimum wages applicable (varies by state)
  • Funds: 100% Central grant
  • Implementation: Gram Panchayats as nodal agency

Swachh Bharat Mission (Gramin):

  • Launched: 2014
  • Objective: Sanitation coverage, ODF (Open Defecation Free)
  • IHHL: Individual Household Latrine construction
  • Outcome: 10 crore+ toilets built, India declared ODF in 2019

Pradhan Mantri Gram Sadak Yojana (PMGSY):

  • Launched: 2000 (Bharat Nirman Programme)
  • Objective: All-weather roads to unconnected villages
  • Targets: Villages with population >500 (plain), >250 (hilly)
  • Quality: 3-layer metalled road specification

Panchayat Empowerment and Accountability:

SchemeYearFeatures
Rashtriya Gram Swaraj Abhiyan2018Capacity building, IT enablement
E-Panchayat2016Online Panchayat records, service delivery
SVAMITVA2020Property card mapping for rural houses

Current Issues and Challenges

Challenges in Panchayati Raj:

  1. Election boycotts: In some areas due to local factors
  2. Limited devolution: States reluctant to give powers
  3. Financial dependence: Own revenue sources weak
  4. Capacity gaps: Limited administrative capacity
  5. Political interference: MLAs/ Ministers bypassing Panchayats
  6. Women’s participation: Despite reservation, actual participation limited
  7. Land issues: Panchayats don’t own land for development

Success Stories:

  • Kudumbashree (Kerala): Women self-help groups as development agents
  • MGNREGA implementation: Kerala, Tamil Nadu best performers
  • Panchayat-led tourism: Himachal Pradesh, Uttarakhand
  • MGNREGA + organic farming: Sikkim model

Key for UPTET: Remember that Panchayati Raj is the “third tier” of democracy (after Parliament and State Legislatures). It brings governance closest to the people and is crucial for grassroots democracy.


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