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Indian Polity 3% exam weight

Federal System and Centre-State Relations

Part of the BPSC study roadmap. Indian Polity topic indian-009 of Indian Polity.

Federal System and Centre-State Relations

🟢 Lite — Quick Review (1h–1d)

Rapid summary for last-minute revision before your exam.

Federal System — Key Facts for BPSC

  • India is a “quasi-federal” — strong unitary features with federal structure
  • Three Lists: Union List (97 subjects), State List (66 subjects), Concurrent List (47 subjects)
  • Residuary powers: With Parliament (Article 248 + Item 97 of Union List)
  • Z违犯: 7th Schedule, Article 246
  • Article 1: “India, that is Bharat, is a Union of States” — not “Federation of States”
  • Fifth Schedule: Tribal areas governance (separate from the three lists)
  • Articles 256-263: Administrative relations between Centre and States

Exam tip: BPSC asks about quasi-federal nature, lists and subjects, residuary powers (with Parliament), and article references. The phrase “Union of States” (not “Federation”) in Article 1 is important.


🟡 Standard — Regular Study (2d–2mo)

Standard content for students with a few days to months.

The Federal Structure of India

What Makes India Federal?

Article 1: “India, that is Bharat, is a Union of States

  • Key word: “Union” — not “Federation”
  • Significance: States do not have right to secede (unlike USA where states can leave)
  • Single constitution for all states (not separate state constitutions)

Key Federal Features:

  1. Division of powers — Union List, State List, Concurrent List
  2. Supremacy of Constitution — neither Centre nor State can override
  3. Independent judiciary — Supreme Court resolves Centre-State disputes
  4. Representational governments — states have their own governments

But India is Quasi-Federal because:

  • Emergency powers (Article 352) — Centre can take over states
  • Article 356 — President’s Rule in states (Centre controls state governments)
  • Governor appointed by President — Centre’s representative in states
  • Residuary powers with Parliament — not states
  • Article 368 — Parliament can amend state subjects (with conditions)

Three Lists (7th Schedule)

Union List (Article 246, List I) — 97 Subjects

Subjects under Parliament’s exclusive jurisdiction:

  • Defence, Army, Navy, Air Force
  • External affairs — foreign policy, treaties, diplomatic relations
  • War and peace — declaring war, making peace
  • Citizenship — nationality, passports, visas
  • Railways — major railways (broad gauge), railway courts
  • Shipping — major ports, shipping corporations
  • Aviation — civil aviation, airports
  • Posts and Telegraphs — communication
  • Currency and Coinage — RBI, monetary policy
  • Banking — RBI, banking regulation
  • Insurance — life and general insurance
  • Companies — company law
  • Income Tax — direct taxes (except agriculture)
  • Customs and Excise — customs, central excise
  • Atomic energy — nuclear energy policy
  • Foreign trade — import/export regulation
  • Inter-state trade — trade across state boundaries
  • Sanctuaries — national parks, wild life

Important for BPSC: Defence, External Affairs, Currency, Banking, Railways are exclusively Union subjects.

State List (Article 246, List II) — 66 Subjects

Subjects under State Legislature’s exclusive jurisdiction:

  • Police — law and order, criminal law (IPC)
  • Prisons — prison administration
  • Land — land reforms, agriculture
  • Forests — state forests (except sanctuaries)
  • Agriculture — farming, irrigation
  • Local government — municipal corporations, panchayats
  • Education — state universities, school education (higher education)
  • Public health — sanitation, hospitals
  • Roads — state highways, district roads
  • Water — irrigation, water supply
  • GST (now) — replaced previous taxes (after 101st Amendment)
  • Animal husbandry — cattle, veterinary services
  • Markets and fairs — state mandis
  • Cultural affairs — state museums, archives

Note: After 101st Amendment (2016)Goods and Services Tax (GST) is now in Concurrent List (was previously VAT, entertainment tax in State List).

Concurrent List (Article 246, List III) — 47 Subjects

Subjects where both Parliament and State Legislature can make laws:

  • Criminal law — IPC (except portions in Union List), Criminal Procedure Code
  • Civil law — Indian Contract Act, Evidence Act, Transfer of Property Act
  • Marriage and divorce — personal laws (Hindu Marriage Act, Muslim Personal Law)
  • Bankruptcy and insolvency
  • Trusts and endowments — religious trusts
  • Adulteration — food, drugs
  • Vital statistics — birth and death registration
  • Labour law — factories, industrial disputes
  • Education — federal law on higher education (schools in State List)
  • Environmental protection — forests (except sanctuaries), pollution
  • Population control — family planning
  • Charitable institutions — NGOs, trusts

Important: In case of conflict between Union and State law on Concurrent List, Union law prevails (Article 254).


Residuary Powers

Article 248: Parliament has exclusive power to make laws on subjects not in any List.

Item 97, Union List: “Any other matter not enumerated in List II or List III”

  • Includes: Cyber law, Artificial Intelligence, Online content regulation

Important:

  • States have no residuary powers — all residual subjects go to Centre
  • Tamil Nadu challenged this (1968) — Supreme Court upheld Centre’s residuary power

Post-GST changes:

  • GST Council (Article 279A) created — jointly governs indirect taxes
  • All indirect taxes now under GST (both Centre and State share)
  • Residuary still includes: income tax, customs, excise on petroleum

🔴 Extended — Deep Study (3mo+)

Comprehensive coverage for students on a longer study timeline.

Administrative Relations (Articles 256-263)

Key Provisions

Article 256: State must comply with Union laws — “The executive power of every State shall be exercised so as to ensure compliance with the laws made by Parliament…”

  • If state fails → President can direct state to comply

Article 257: Control of States over Union instruments

  • States cannot impede Union property or personnel
  • Union can use state’s resources in emergencies

Article 258: President’s power to restrict state executive power in national interest

  • Can empower Centre officers to carry out Union functions in states
  • Example: Central government officers can work in states during elections (Election Commission)

Article 258A: States can request Union to transfer Union officers to states (for specific purposes)

Article 259: Armed forces can be deployed in states only with state’s consent (except during emergency)

Article 260: President’s power to undertake functions in states on state government’s request

  • Can administer any territory on state’s behalf (not used in practice)

Article 261: Full faith and credit between states — “Judgments, records, and proceedings of one state shall be binding in another”

  • Interstate recognition of court orders (divorce, property)

Centre-State Relations: Debates

Issues in Centre-State Relations

1. Emergency Powers (Article 356):

  • Centre can dismiss state governments (after Bommai case, 1994 — requires constitutional breakdown)
  • States argue: Used for political purposes (1975-77 Emergency period)
  • Bommai case limited political use — now must be constitutional justification

2. Governor’s Role:

  • Governor appointed by President (Centre’s agent)
  • States argue: Governors act on Centre’s instructions
  • Constitutional role: Governor should act on CM’s advice (not Centre’s)
  • 92nd Amendment (2003) proposed: Governor should be appointed after consulting CM — not fully implemented

3. Finance Commission (Article 280):

  • Finance Commission recommends tax sharing between Centre and States
  • 15th Finance Commission (2020): Recommended 41% of divisible pool to states (was 42% in 14th FC)
  • Dispute: States argue for higher share

4. Inter-State Council (Article 263):

  • Created by 73rd Amendment (1992) — never met regularly
  • Purpose: Coordination between states on common subjects
  • Criticism: Not effective — states have limited role

The S.R. Bommai Case (1994)

Background: In 1988, President’s Rule was imposed in several states after elections, citing political reasons.

Supreme Court held:

  1. Article 356 is an extreme measure — only for breakdown of constitutional machinery
  2. Political considerations cannot justify President’s Rule
  3. State must be heard before imposing Article 356
  4. Judicial review of President’s satisfaction is allowed
  5. Dissolution of Assembly after imposing President’s Rule requires parliamentary approval

Impact: After Bommai, President’s Rule imposed less frequently (1994-2024: only 6-7 times vs. 50+ times before 1994)


Parliament’s Power Over State Subjects

Article 249: National Interest

Article 249: If Rajya Sabha passes a resolution (by 2/3 majority) that “certain subjects in State List are of national importance” — Parliament can make laws on those subjects.

Duration:

  • Resolution valid for 1 year
  • Can be extended for another year
  • Maximum 5 years in total (then must be removed from resolution scope)

Used: Only twice — for air travel (1952) and goods and services tax (2000)

Article 252: Parliamentary Legislation for States

Article 252: If two or more states pass a resolution requesting Parliament to make law on a State List subject — Parliament can make that law for those states.

States can later withdraw by passing a resolution

Used: For some environmental laws (Environmental Protection Act, 1986)

Article 253: Treaty and International Agreements

Article 253: Parliament can make laws to implement international treaties (even on State List subjects).

Examples:

  • WTO agreements (trade — State subject, but Parliament legislated)
  • Paris Climate Accord (environment — State subject, but Parliament legislated)
  • Vienna Convention on Consular Relations — India legislated despite state subject

Article 356 — Special Provisions

Article 356(4): If President’s Rule imposed, the Governor exercises the state’s executive powers (on President’s behalf).

Important: Governor acts as not CM — Governor reports to President (Centre), not to state legislature.


Zilla Parishad and Local Government

73rd Amendment (1992): Panchayati Raj

Article 243: Defines Panchayati Raj institutions:

  • Zilla Parishad (District level)
  • Panchayat Samiti (Block level)
  • Gram Panchayat (Village level)

Key features:

  • Elections mandatory every 5 years
  • Reservation for SC/ST in seats and chairpersons
  • Reservation for women (not less than 1/3)
  • State Election Commission (not SEC) to conduct elections

74th Amendment (1992): Municipalities

Article 243P-243ZG: Urban local bodies:

  • Nagar Palikas (Municipal Councils)
  • Nagar Panchayats (transitional)
  • Municipal Corporations (for big cities)

Key features:

  • Direct elections
  • Reservation for SC/ST and women
  • Ward Committees for large corporations

Important Articles for BPSC

ArticleContent
Art. 1India is Union of States
Art. 245-254Distribution of powers
Art. 246Three Lists
Art. 248Residuary powers
Art. 249National interest resolution
Art. 252Two states request
Art. 253Treaty implementation
Art. 256State compliance with Union laws
Art. 263Inter-State Council
Art. 279AGST Council
Art. 280Finance Commission

Practice Questions (BPSC Pattern)

  1. In which schedule are the three lists found?

    • (a) Third Schedule
    • (b) Fifth Schedule
    • (c) Seventh Schedule
    • (d) Ninth Schedule
  2. Residuary powers in India rest with:

    • (a) State
    • (b) Parliament
    • (c) Concurrent List
    • (d) President
  3. The case which laid down guidelines for President’s Rule is:

    • (a) Kesavananda Bharati
    • (b) Bommai
    • (c) Minerva Mills
    • (d) Golak Nath
  4. After 101st Amendment, which tax comes under Concurrent List?

    • (a) Income tax
    • (b) Customs duty
    • (c) Goods and Services Tax
    • (d) Property tax

Answers: 1(c), 2(b), 3(b), 4(c)


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